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Detailed Report
TIMOTHY LELAND WILLIAMSON
TIM WILLIAMSON, Timothy L Williamson
CRD#: 2121522
IA
Investment Adviser
B
Broker
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 118 North Main St.
Anderson, SC 29621
Registration History
19952000200520102015202020252 FIRMS2022 - Present (3 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)1991 - 2021 (30 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1991 - 2000 (9 years)IAEQUITABLE ADVISORS, LLC (CRD# 6627)2004 - 2021 (16 years)
Disclosure(s)
View By:
3/4/2021
Employment Separation After Allegations
9/6/2018
Judgment / Lien
7/21/2017
Judgment / Lien
3/27/2013
Customer Dispute
Settled
License(s)

State Registrations

B
Georgia 3/14/2022
B
South Carolina 3/14/2022
B
North Carolina 3/15/2022
IA
South Carolina 3/29/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)
118 North Main St., Anderson, SC 29621
Registered with this firm since 3/29/2022
B
MONEY CONCEPTS CAPITAL CORP (CRD#:12963)
118 North Main St., Anderson, SC 29621
Registered with this firm since 3/11/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/03/2004 - 03/05/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) ANDERSON, SC
B
 01/21/1991 - 03/05/2021 EQUITABLE ADVISORS, LLC (CRD#:6627) ANDERSON, SC
B
 01/21/1991 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.