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DAVID ADRIAN CROSS
DAVE CROSS
CRD#: 2120029
IA
Investment Adviser
B
Previous Broker
ADVISORY SERVICES NETWORKCRD#: 146051 One Sugarloaf Centre
1960 Satellite Blvd, Suite 2200
DULUTH, GA 30097
Registration History
19952000200520102015202020252 FIRMS2006 - 2016 (9 years)IAADVISORY SERVICES NETWORK (CRD# 146051)2016 - Present (8 years)BCALTON & ASSOCIATES, INC. (CRD# 20999)2016 - 2017 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1998 - 2006 (8 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1992 - 1998 (6 years)BPEACHTREE CAPITAL CORPORATION (CRD# 25590)1991 - 1992 (1 year)IAMORGAN STANLEY (CRD# 7556)2003 - 2006 (2 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2006 - 2006 (<1 year)
Disclosure(s)
View By:
9/10/2024
Customer Dispute
Settled
5/16/2016
Employment Separation After Allegations
1/11/2011
Customer Dispute
Closed-No Action
2/25/2008
Customer Dispute
Denied
7/7/2003
Customer Dispute
Denied
License(s)

State Registrations

IA
Georgia 5/26/2016

IA
Texas 1/12/2023

IA
Louisiana 10/20/2020

Current Registration(s)
IA
ADVISORY SERVICES NETWORK (CRD#:146051)
One Sugarloaf Centre 1960 Satellite Blvd, Suite 2200, DULUTH, GA 30097
Registered with this firm since 5/26/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/27/2016 - 07/14/2017 CALTON & ASSOCIATES, INC. (CRD#:20999) Duluth, GA
IA
08/16/2006 - 06/06/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DULUTH, GA
B
08/11/2006 - 06/06/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DULUTH, GA
IA
10/02/2003 - 08/17/2006 MORGAN STANLEY (CRD#:7556) ALPHARETTA, GA
B
08/14/1998 - 08/17/2006 MORGAN STANLEY DW INC. (CRD#:7556) ALPHARETTA, GA
IA
08/11/2006 - 08/15/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) DULUTH, GA
B
08/04/1992 - 08/21/1998 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
01/30/1991 - 09/21/1992 PEACHTREE CAPITAL CORPORATION (CRD#:25590) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.