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John Joseph Borzi Jr.
JOHN JOSEPH BORZI JR, JOHN JOSEPH (JR) BORZI
CRD#: 2119455
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 300 CONSHOHOCKEN STATE ROAD
SUITE 400
WEST CONSHOHOCKEN, PA 19428
Registration History
19952000200520102015202020252 FIRMS2012 - 2023 (11 years)2 FIRMS2023 - Present (1 year)BBARCLAYS CAPITAL INC. (CRD# 19714)2008 - 2012 (3 years)BLEHMAN BROTHERS INC. (CRD# 7506)2001 - 2008 (7 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1999 - 2001 (1 year)BBT ALEX. BROWN INCORPORATED (CRD# 17790)1998 - 1999 (1 year)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1997 - 1998 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1991 - 1997 (5 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1991 - 1993 (2 years)IABARCLAYS CAPITAL INC. (CRD# 19714)2009 - 2012 (3 years)IALEHMAN BROTHERS INC. (CRD# 7506)2004 - 2008 (4 years)
License(s)

State Registrations

B
Alabama 10/5/2023

B
Nevada 10/5/2023

B
Alaska 10/5/2023

B
New Hampshire 10/5/2023

B
Arizona 10/5/2023

B
New Jersey 10/5/2023

B
Arkansas 10/5/2023

B
New Mexico 10/5/2023

B
California 10/5/2023

B
New York 10/5/2023

B
Colorado 10/5/2023

B
North Carolina 10/5/2023

B
Connecticut 10/5/2023

B
North Dakota 10/5/2023

B
Delaware 10/5/2023

B
Ohio 10/5/2023

B
District of Columbia 10/5/2023

B
Oklahoma 10/5/2023

B
Florida 10/5/2023

B
Oregon 10/5/2023

B
Georgia 10/5/2023

B
Pennsylvania 10/5/2023

B
Hawaii 10/5/2023

IA
Pennsylvania 10/5/2023

B
Idaho 10/5/2023

B
Puerto Rico 10/5/2023

B
Illinois 10/5/2023

B
Rhode Island 10/5/2023

B
Indiana 10/5/2023

B
South Carolina 10/5/2023

B
Iowa 10/5/2023

B
South Dakota 10/5/2023

B
Kentucky 10/5/2023

B
Tennessee 10/5/2023

B
Louisiana 10/5/2023

B
Texas 10/5/2023

B
Maine 10/5/2023

B
Utah 10/5/2023

B
Maryland 10/5/2023

B
Vermont 10/5/2023

B
Massachusetts 10/5/2023

B
Virgin Islands 10/5/2023

B
Michigan 10/5/2023

B
Virginia 10/5/2023

B
Minnesota 10/5/2023

B
Washington 10/5/2023

B
Mississippi 10/5/2023

B
West Virginia 10/5/2023

B
Missouri 10/5/2023

B
Wisconsin 10/5/2023

B
Montana 10/5/2023

B
Wyoming 10/5/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
300 CONSHOHOCKEN STATE ROAD SUITE 400, WEST CONSHOHOCKEN, PA 19428
Registered with this firm since 10/5/2023

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
300 CONSHOHOCKEN STATE ROAD SUITE 400, WEST CONSHOHOCKEN, PA 19428
Registered with this firm since 10/5/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/27/2012 - 10/02/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) PHILADELPHIA, PA
B
02/27/2012 - 10/02/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) PHILADELPHIA, PA
IA
01/21/2009 - 03/09/2012 BARCLAYS CAPITAL INC. (CRD#:19714) PHILADELPHIA, PA
B
09/22/2008 - 03/09/2012 BARCLAYS CAPITAL INC. (CRD#:19714) PHILADELPHIA, PA
IA
09/21/2004 - 10/15/2008 LEHMAN BROTHERS INC. (CRD#:7506) PHILADELPHIA, PA
B
06/13/2001 - 09/22/2008 LEHMAN BROTHERS INC. (CRD#:7506) PHILADELPHIA, PA
B
12/06/1999 - 06/11/2001 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
05/05/1998 - 12/16/1999 BT ALEX. BROWN INCORPORATED (CRD#:17790) BALTIMORE, MD
B
03/05/1997 - 05/04/1998 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
02/08/1991 - 01/21/1997 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
02/08/1991 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.