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Detailed Report
CHRISTOPHER JAMES ROGERS
CRD#: 2119067
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Investment Adviser
7 SUMMITS INVESTMENT MANAGEMENT, LLCCRD#: 331963 19800 MACARTHUR BOULEVARD
SUITE 300
IRVINE, CA 92612
Registration History
2002200420062008201020122014201620182020202220242026IA7 SUMMITS INVESTMENT MANAGEMEN... (CRD# 331963)2024 - Present (<1 year)IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2019 - 2022 (2 years)IAJACKSON FINANCIAL MANAGEMENT (CRD# 108029)2006 - 2020 (13 years)IAFIRST AMERICAN TRUST (CRD# 108923)2004 - 2004 (<1 year)IAFIRST AMERICAN CAPITAL MANAGEM... (CRD# 110312)2002 - 2004 (1 year)
License(s)

State Registrations

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California 10/1/2024
Current Registration(s)
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7 SUMMITS INVESTMENT MANAGEMENT, LLC (CRD#:331963)
19800 MACARTHUR BOULEVARD SUITE 300, IRVINE, CA 92612
Registered with this firm since 10/1/2024
Previous Registration(s)
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 10/07/2019 - 02/07/2022 MERCER GLOBAL ADVISORS INC. (CRD#:147363) Costa Mesa, CA
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 04/19/2006 - 03/27/2020 JACKSON FINANCIAL MANAGEMENT (CRD#:108029) COSTA MESA, CA
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 01/02/2004 - 03/09/2004 FIRST AMERICAN TRUST (CRD#:108923) SANTA ANA, CA
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 08/15/2002 - 01/02/2004 FIRST AMERICAN CAPITAL MANAGEMENT, INC. (CRD#:110312) NEWPORT BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.