• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BONNIE GALE COPELAND
BONNIE COPELAND, BONNIE GALE CROSSMAN
CRD#: 2117748
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 703 TRANCAS STREET
NAPA, CA 94558
Registration History
1985199019952000200520102015202020252 FIRMS2011 - Present (13 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2009 - 2011 (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - 2009 (2 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2005 - 2006 (<1 year)BINVESTORS RESOURCES GROUP, INC. (CRD# 45752)1999 - 2005 (6 years)BROUND HILL SECURITIES, INC. (CRD# 35223)1997 - 1999 (1 year)
Disclosure(s)
View By:
7/1/1985
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 6/2/2011

B
Nevada 5/24/2011

B
California 3/18/2011

B
New Hampshire 8/13/2014

IA
California 5/26/2011

B
Oregon 5/16/2011

B
Colorado 7/25/2012

B
Texas 5/31/2011

B
Minnesota 5/20/2011

B
Washington 5/16/2011

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
703 TRANCAS STREET, NAPA, CA 94558
Registered with this firm since 5/26/2011

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
703 TRANCAS STREET, NAPA, CA 94558
Registered with this firm since 3/18/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/17/2009 - 03/17/2011 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) SAN FRANCISCO, CA
B
01/22/2007 - 01/20/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) NAPA, CA
B
10/24/2005 - 06/30/2006 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) VACAVILLE, CA
B
02/23/1999 - 11/10/2005 INVESTORS RESOURCES GROUP, INC. (CRD#:45752) VACAVILLE, CA
B
06/30/1997 - 03/02/1999 ROUND HILL SECURITIES, INC. (CRD#:35223) ALAMO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.