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STEVEN MARC GLAZER
STEVE MARC GLAZER
CRD#: 2117745
IA
B
OSAIC WEALTH, INC.CRD#: 23131 15510 OLIVE BLVD
STE 216
CHESTERFIELD, MO 63017
STE 216
CHESTERFIELD, MO 63017
View By:
8/7/2017
Customer Dispute
Denied
State Registrations
B
California 1/19/2024
IA
Michigan 1/19/2024
B
Colorado 1/19/2024
B
Missouri 1/19/2024
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Florida 1/19/2024
IA
Missouri 1/19/2024
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Georgia 1/19/2024
B
North Carolina 1/19/2024
B
Illinois 1/19/2024
B
Ohio 1/19/2024
IA
Illinois 1/19/2024
B
Oklahoma 1/19/2024
B
Indiana 1/19/2024
B
Texas 1/19/2024
B
Kansas 1/19/2024
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Texas 1/19/2024
B
Michigan 1/19/2024
SRO Registrations
B
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IA
Registered with this firm since 1/19/2024
B
Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/03/2016 - 01/19/2024 | CHESTERFIELD, MO | |
B | 06/03/2016 - 01/19/2024 | CHESTERFIELD, MO | |
IA | 05/13/1997 - 06/06/2016 | ST. LOUIS, MO | |
B | 04/02/1991 - 06/06/2016 | ST. LOUIS, MO | |
B | 04/02/1991 - 07/09/2007 | CHESTERFIELD, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.