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Detailed Report
FORD CHRISTOPHER DROEGEMUELLER
CRD#: 2117678
IA
Investment Adviser
B
Broker
PEAK FINANCIAL CONSULTING, INC.CRD#: 291860 1650 WEST 82ND STREET
SUITE 870
BLOOMINGTON, MN 55431
MUTUAL SECURITIES, INC.CRD#: 13092 1650 West 82ND Street Suite 870
Bloomington, MN 55431
Registration History
19952000200520102015202020252 FIRMS2006 - 2018 (11 years)2 FIRMS2018 - Present (6 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2002 - 2006 (3 years)BLUTHERAN BROTHERHOOD SECURITIE... (CRD# 4205)1991 - 2002 (11 years)IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2004 - 2006 (1 year)
Disclosure(s)
View By:
4/14/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 5/18/2018
B
Minnesota 5/14/2018
B
California 5/14/2018
B
South Dakota 5/15/2018
IA
California 8/28/2019
IA
Texas 3/29/2018
IA
Colorado 5/4/2018
B
Texas 5/23/2018
B
Colorado 5/16/2018
B
Virginia 8/3/2021
IA
Minnesota 3/30/2018
B
Wisconsin 5/18/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
MUTUAL SECURITIES, INC. (CRD#:13092)
1650 West 82ND Street Suite 870, Bloomington, MN 55431
Andover, MN
Registered with this firm since 5/14/2018
IA
PEAK FINANCIAL CONSULTING, INC. (CRD#:291860)
1650 WEST 82ND STREET SUITE 870, BLOOMINGTON, MN 55431
Registered with this firm since 3/29/2018
Previous Registration(s)
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IA
 06/13/2006 - 04/09/2018 LPL FINANCIAL LLC (CRD#:6413) BLOOMINGTON, MN
B
 06/02/2006 - 04/09/2018 LPL FINANCIAL LLC (CRD#:6413) BLOOMINGTON, MN
IA
 12/08/2004 - 06/05/2006 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) GOLDEN VALLEY, MN
B
 07/01/2002 - 06/05/2006 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) GOLDEN VALLEY, MN
B
 01/08/1991 - 07/01/2002 LUTHERAN BROTHERHOOD SECURITIES CORP. (CRD#:4205) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.