Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
FEISAL AHMED KHAN MALIK
FEISAL AHMED MALIK
CRD#: 2115832
IA
B
SPIRE WEALTH MANAGEMENT, LLCCRD#: 113908 1840 Michael Faraday Dr.
Suite 105
Reston, VA 20190
Suite 105
Reston, VA 20190
SPIRE SECURITIES, LLCCRD#: 144131 7901 Jones Branch Dr.
Suite 810
McLean, VA 22102
Suite 810
McLean, VA 22102
View By:
10/3/2019
Financial
Final
9/30/2016
Regulatory
Final
1/20/2016
Employment Separation After Allegations
State Registrations
B
Alabama 4/7/2022
B
Montana 4/13/2022
B
Arizona 4/29/2022
B
Nebraska 4/18/2022
B
Arkansas 5/13/2022
B
Nevada 4/18/2022
B
California 4/5/2022
B
New Jersey 5/9/2022
B
Colorado 4/28/2022
B
New Mexico 4/5/2022
B
Connecticut 4/11/2022
B
New York 4/5/2022
B
Delaware 5/25/2022
B
North Carolina 4/25/2022
B
District of Columbia 4/5/2022
B
North Dakota 4/11/2022
B
Florida 4/5/2022
B
Ohio 4/5/2022
B
Georgia 5/5/2022
B
Oregon 4/13/2022
B
Hawaii 4/14/2022
B
Pennsylvania 4/6/2022
B
Idaho 5/31/2022
B
South Carolina 5/13/2022
B
Illinois 3/1/2022
B
South Dakota 4/26/2022
B
Indiana 4/8/2022
B
Tennessee 4/20/2022
B
Iowa 4/8/2022
B
Texas 4/4/2022
B
Kansas 4/5/2022
B
Utah 4/19/2022
B
Kentucky 4/11/2022
B
Virginia 11/20/2020
B
Louisiana 4/7/2022
IA
Virginia 11/20/2020
B
Maryland 4/5/2022
B
Washington 6/6/2022
B
Massachusetts 5/13/2022
B
West Virginia 4/7/2022
B
Michigan 5/25/2022
B
Wisconsin 4/14/2022
B
Minnesota 5/13/2022
B
Wyoming 5/2/2022
B
Mississippi 4/6/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/20/2020
B
Registered with this firm since 11/10/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/05/2017 - 11/19/2020 | ALLENTOWN, PA | |
B | 06/20/2017 - 11/19/2020 | ALLENTOWN, PA | |
IA | 03/18/2010 - 02/03/2016 | ALLENTOWN, PA | |
B | 12/12/2007 - 02/03/2016 | ALLENTOWN, PA | |
B | 02/28/2006 - 11/30/2007 | HORSHAM, PA | |
B | 02/14/1994 - 12/31/2005 | SPRINGFIELD, MA | |
B | 02/26/1991 - 03/31/1993 | NEWARK, NJ | |
B | 02/26/1991 - 03/31/1993 | NEWARK, NJ |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.