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Detailed Report
Mark Anderson
Mark Richard Anderson
CRD#: 2114908
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 4719 Shelburne Street Suite 3
BISMARCK, ND 58503
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2003 (2 years)2 FIRMS2003 - 2008 (4 years)2 FIRMS2019 - Present (6 years)BND CAPITAL, INC. (CRD# 23311)2003 - 2003 (<1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2000 - 2003 (2 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1999 - 2000 (1 year)BND CAPITAL, INC. (CRD# 23311)1996 - 1999 (2 years)IACAPITAL FINANCIAL SERVICES, INC. (CRD# 8408)2006 - 2008 (1 year)
Disclosure(s)
View By:
11/9/2015
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 5/6/2019
B
New Mexico 1/20/2023
B
California 7/10/2019
B
North Dakota 3/6/2019
B
Colorado 7/15/2020
IA
North Dakota 3/12/2019
B
Florida 11/13/2019
B
South Dakota 5/8/2019
B
Kentucky 3/10/2025
B
Tennessee 12/19/2023
B
Minnesota 5/9/2019
B
Texas 11/12/2019
B
Montana 6/17/2020
IA
Texas 11/13/2019
B
Nevada 11/21/2019
B
Utah 9/3/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
4719 Shelburne Street Suite 3, BISMARCK, ND 58503
Registered with this firm since 3/12/2019
B
EDWARD JONES (CRD#:250)
4719 Shelburne Street Suite 3, BISMARCK, ND 58503
Registered with this firm since 2/8/2019
Previous Registration(s)
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B
 08/05/2003 - 04/09/2008 INTEGRITY FUNDS DISTRIBUTOR, INC. (CRD#:26293) MINOT, ND
IA
 11/28/2006 - 04/04/2008 CAPITAL FINANCIAL SERVICES, INC. (CRD#:8408) MINOT, ND
B
 12/18/2003 - 04/04/2008 CAPITAL FINANCIAL SERVICES, INC. (CRD#:8408) MINOT, ND
B
 05/12/2003 - 12/31/2003 ND CAPITAL, INC. (CRD#:23311) MINOT, ND
IA
 04/03/2001 - 05/05/2003 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINOT, ND
B
 02/20/2001 - 05/05/2003 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
 12/13/2000 - 05/05/2003 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
 12/16/1999 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
 11/06/1996 - 05/18/1999 ND CAPITAL, INC. (CRD#:23311) MINOT, ND
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.