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Detailed Report
JOEL P GREENBERG
JOEL PETER GREENBERG, JOEL GREENBERG
CRD#: 2113977
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 HEWLETT, NY
Registration History
19952000200520102015202020252 FIRMS1991 - 1995 (4 years)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2021 - Present (3 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2008 - Present (17 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)2000 - 2008 (7 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2000 (1 year)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1995 - 1999 (3 years)
Disclosure(s)
View By:
8/25/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Connecticut 2/19/2008
B
New York 2/21/2008
B
Florida 2/21/2008
IA
New York 4/16/2021
B
New Jersey 5/14/2008
B
Pennsylvania 2/19/2008

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
HEWLETT, NY
Registered with this firm since 4/16/2021
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
HEWLETT, NY
Registered with this firm since 2/15/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/13/2000 - 02/13/2008 TOWER SQUARE SECURITIES, INC. (CRD#:833) VALLEY STREAM, NY
B
 05/03/1999 - 09/21/2000 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
 07/18/1995 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 01/28/1991 - 08/02/1995 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
 01/28/1991 - 08/02/1995 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.