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Parviz Paul Pourfarid
Parviz P. Pourfarid
CRD#: 2112613
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 2555 Townsgate Rd.
Ste. 300
Westlake Village, CA 91361
Registration History
1985199019952000200520102015202020252 FIRMS2005 - 2007 (2 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2010 (1 year)IAWESTERN INTERNATIONAL SECURITIES (CRD# 39262)2018 - Present (6 years)BWESTERN INTERNATIONAL SECURITI... (CRD# 39262)2010 - Present (14 years)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)2004 - 2005 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2004 (1 year)BCAL FED INVESTMENTS (CRD# 19631)1997 - 2003 (6 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1991 - 1997 (5 years)IACITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2004 (<1 year)
Disclosure(s)
View By:
11/3/2010
Employment Separation After Allegations
1/31/1981
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 4/28/2016

IA
Louisiana 2/19/2024

B
California 12/7/2010

B
Pennsylvania 1/27/2022

IA
California 9/6/2018

B
Wisconsin 3/6/2014

B
Louisiana 2/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 9/6/2018

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 12/7/2010

Previous Registration(s)
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IA
10/23/2009 - 11/18/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
B
10/23/2009 - 11/18/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
IA
05/18/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CANOGA PARK, CA
B
05/18/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CANOGA PARK, CA
IA
04/01/2005 - 05/21/2007 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) ENCINO, CA
B
03/31/2005 - 05/21/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ENCINO, CA
B
07/23/2004 - 03/04/2005 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) NAPA, CA
IA
02/13/2004 - 05/12/2004 CITICORP INVESTMENT SERVICES (CRD#:23988) RESEDA, CA
B
02/05/2003 - 05/12/2004 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
01/31/1997 - 02/05/2003 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
B
07/23/1991 - 01/31/1997 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.