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LAWRENCE ROYT WAGNER
LAWRENCE R WAGNER
CRD#: 2112399
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI RETAIL BANKING
3400 CAMINO TASSAJARA ROAD
DANVILLE, CA 94506
Registration History
19952000200520102015202020252 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - Present (17 years)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2005 (6 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1993 - 1999 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1991 - 1992 (1 year)IAMORGAN STANLEY (CRD# 7556)2001 - 2005 (4 years)
Disclosure(s)
View By:
11/3/2014
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 5/29/2007

B
Nevada 11/30/2009

B
California 5/29/2007

B
New Jersey 2/11/2014

IA
California 5/29/2007

B
New York 1/15/2013

B
Colorado 12/9/2009

B
North Carolina 6/8/2018

B
Florida 2/8/2021

B
Oregon 11/30/2009

B
Georgia 6/26/2014

B
South Carolina 9/23/2013

B
Hawaii 1/22/2010

B
Texas 12/9/2009

B
Idaho 11/30/2009

B
Utah 1/20/2023

B
Illinois 5/7/2012

B
Virginia 6/13/2016

B
Iowa 9/11/2013

B
Washington 1/22/2010

B
Michigan 7/23/2014

B
Wyoming 11/12/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI RETAIL BANKING 3400 CAMINO TASSAJARA ROAD, DANVILLE, CA 94506
San Ramon, CA
Registered with this firm since 5/29/2007

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI RETAIL BANKING 3400 CAMINO TASSAJARA ROAD, DANVILLE, CA 94506
San Ramon, CA
Registered with this firm since 5/29/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/13/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN LORENZO, CA
B
09/13/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN LORENZO, CA
IA
03/22/2001 - 08/29/2005 MORGAN STANLEY (CRD#:7556) DANVILLE, CA
B
03/26/1999 - 08/29/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
04/22/1993 - 04/02/1999 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
01/10/1991 - 11/03/1992 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.