Individual Firm
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KENNETH MICHAEL CORDELLA
KEN CORDELLA, KENNETH CORDELLA
CRD#: 2112355
IA
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ADVISORY SERVICES NETWORKCRD#: 146051 751 Wambold Road
Suite 2
Souderton, PA 18964
Suite 2
Souderton, PA 18964
View By:
7/8/2020
Financial
Final
State Registrations
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Pennsylvania 3/2/2022
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Registered with this firm since 3/2/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/24/2021 - 03/02/2022 | MALVERN, PA | |
B | 01/19/2021 - 03/02/2022 | MALVERN, PA | |
B | 12/09/2010 - 03/01/2011 | ENGLEWOOD, CO | |
B | 02/02/1998 - 02/11/2003 | JERICHO, NY | |
B | 09/05/1996 - 03/25/1999 | NEW YORK, NY | |
B | 04/01/1996 - 04/26/1996 | BRIDGEPORT, CT | |
B | 12/13/1995 - 03/22/1996 | PURCHASE, NY | |
B | 08/05/1993 - 01/07/1994 | LONG ISLAND CITY, NY | |
B | 08/06/1993 - 12/31/1993 | ||
B | 02/19/1991 - 11/20/1992 | ST. PETERSBURG, FL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.