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Detailed Report
JOHN MARK CASE
CRD#: 2112321
IA
Investment Adviser
B
Broker
NEXT FINANCIAL GROUP, INC.CRD#: 46214 601 E MAIN ST
LEXINGTON, SC 29072
Registration History
1995200020052010201520202025IANEXT FINANCIAL GROUP, INC. (CRD# 46214)2014 - Present (10 years)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2004 - Present (21 years)BINVESTORS CAPITAL CORP. (CRD# 30613)2002 - 2003 (1 year)BSOUTHERN FINANCIAL GROUP, INC. (CRD# 16714)1994 - 2002 (7 years)BINVESTORS CAPITAL CORP. (CRD# 30613)1993 - 1994 (1 year)BSOUTHERN FINANCIAL GROUP, INC. (CRD# 16714)1991 - 1993 (2 years)
License(s)

State Registrations

B
Arizona 5/21/2014
B
New Hampshire 2/24/2015
B
Arkansas 5/21/2014
B
New Jersey 5/21/2014
B
California 5/21/2014
B
New York 5/21/2014
B
Colorado 5/21/2014
B
North Carolina 1/2/2013
B
Florida 5/21/2014
B
Ohio 8/3/2012
B
Georgia 6/8/2011
B
Oklahoma 6/16/2010
B
Illinois 5/21/2014
B
Pennsylvania 5/21/2014
B
Kentucky 5/21/2014
B
South Carolina 1/2/2004
B
Maine 8/5/2014
IA
South Carolina 5/6/2014
B
Maryland 5/21/2014
B
Tennessee 5/21/2014
B
Massachusetts 5/21/2014
B
Virginia 2/28/2014
B
Michigan 8/2/2012

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
601 E MAIN ST, LEXINGTON, SC 29072
Registered with this firm since 5/6/2014
B
NEXT FINANCIAL GROUP, INC. (CRD#:46214)
601 E MAIN ST, LEXINGTON, SC 29072
Registered with this firm since 1/2/2004
Previous Registration(s)
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B
 06/20/2002 - 12/31/2003 INVESTORS CAPITAL CORP. (CRD#:30613) LYNNFIELD, MA
B
 12/20/1994 - 05/17/2002 SOUTHERN FINANCIAL GROUP, INC. (CRD#:16714) COLUMBIA, SC
B
 08/18/1993 - 12/01/1994 INVESTORS CAPITAL CORP. (CRD#:30613) LYNNFIELD, MA
B
 01/29/1991 - 08/11/1993 SOUTHERN FINANCIAL GROUP, INC. (CRD#:16714) COLUMBIA, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.