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GEORGE FREDERICK DANCE JR
FRED DANCE JR
CRD#: 2112036
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2675 PASS RD
BILOXI, MS 39531
Registration History
199019952000200520102015202020252 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2002 - 2006 (4 years)BWACHOVIA SECURITIES, INC. (CRD# 19616)2002 - 2002 (<1 year)BWACHOVIA SECURITIES, INC. (CRD# 431)1993 - 2002 (9 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)2000 - 2000 (<1 year)BEDWARD D. JONES & CO., L.P. (CRD# 250)1990 - 1993 (2 years)IAAMSOUTH INVESTMENT MANAGEMENT ... (CRD# 111757)2003 - 2006 (3 years)IAAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2002 - 2003 (<1 year)
Disclosure(s)
View By:
4/5/2018
Customer Dispute
Denied
7/25/2017
Customer Dispute
Denied
12/20/2016
Customer Dispute
Settled
10/9/2008
Customer Dispute
Closed-No Action
8/8/2003
Customer Dispute
Settled
2/13/2003
Customer Dispute
Denied
1/23/2003
Customer Dispute
Settled
12/6/2002
Customer Dispute
Denied
9/20/2002
Customer Dispute
Settled
9/20/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 7/3/2012

B
Nevada 2/20/2019

IA
Alabama 7/3/2012

B
New Jersey 6/21/2023

B
Arkansas 3/15/2023

B
New Mexico 9/11/2019

B
California 9/17/2012

B
North Carolina 6/28/2022

B
Connecticut 2/1/2022

B
Ohio 5/21/2024

B
Florida 6/22/2012

B
Texas 2/22/2016

B
Georgia 6/25/2012

IA
Texas 2/22/2016

B
Kansas 1/16/2020

B
Virginia 9/2/2020

B
Louisiana 6/22/2012

B
Washington 10/11/2024

B
Mississippi 6/22/2012

B
Wisconsin 4/28/2022

IA
Mississippi 12/4/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2675 PASS RD, BILOXI, MS 39531
375 COURTHOUSE RD, GULFPORT, MS 39507
Registered with this firm since 6/27/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2675 PASS RD, BILOXI, MS 39531
375 COURTHOUSE RD, GULFPORT, MS 39507
Registered with this firm since 6/22/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 06/28/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) MOBILE, AL
B
06/01/2009 - 06/28/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) MOBILE, AL
IA
11/07/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MOBILE, AL
B
11/02/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MOBILE, AL
IA
07/10/2003 - 11/02/2006 AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC (CRD#:111757) BIRMINGHAM, AL
B
08/01/2002 - 10/31/2006 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) MOBILE, AL
IA
08/07/2002 - 07/30/2003 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) MOBILE, AL
B
06/15/2002 - 08/15/2002 WACHOVIA SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
04/06/1993 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
08/04/2000 - 08/08/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
12/13/1990 - 04/02/1993 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.