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Michael David Blau
MIKE BLAU, Michael D Blau, Mike Blau
CRD#: 2111804
IA
B
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 613 SW 3rd St
Lees Summit, MO 64063
Lees Summit, MO 64063
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 613 SW 3rd St
Lees Summit, MO 64063
Lees Summit, MO 64063
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Disclosures
22
Years of Experience
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State Registrations
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Kansas 4/24/2023
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Missouri 4/10/2023
B
Kansas 5/23/2023
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Oklahoma 2/21/2024
B
Missouri 2/22/2023
B
Oklahoma 2/26/2024
SRO Registrations
B
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Registered with this firm since 4/10/2023
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Registered with this firm since 2/16/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/29/2022 - 11/09/2022 | BLOOMINGTON, IL | |
B | 08/13/2021 - 09/14/2022 | LEES SUMMIT, MO | |
B | 10/11/2018 - 05/22/2019 | LEES SUMMIT, MO | |
B | 09/08/2000 - 09/13/2018 | LEES SUMMIT, MO | |
B | 06/26/2000 - 09/08/2000 | ELGIN, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.