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Detailed Report
ANNETTE HAINES BUTCHER
ANNETTE H BUTCHER
CRD#: 2111243
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 601 Union Street, Two Union Square
Suite 5200
Seattle, WA 98101
Registration History
19952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2009 (9 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1991 - 2000 (9 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (6 years)
License(s)

State Registrations

B
Alabama 1/29/2020
B
Nebraska 1/29/2020
B
Alaska 10/5/2017
B
Nevada 8/19/2015
B
Arizona 3/16/2011
B
New Hampshire 1/29/2020
B
Arkansas 10/5/2017
B
New Jersey 9/23/2011
B
California 6/1/2009
B
New Mexico 1/29/2020
B
Colorado 3/16/2011
B
New York 4/9/2019
B
Connecticut 1/29/2020
B
North Carolina 10/9/2017
B
Delaware 1/29/2020
B
North Dakota 1/29/2020
B
District of Columbia 3/27/2015
B
Ohio 1/30/2020
B
Florida 3/16/2011
B
Oklahoma 1/7/2019
B
Georgia 5/21/2019
B
Oregon 10/5/2017
B
Hawaii 3/16/2011
B
Pennsylvania 1/7/2019
B
Idaho 12/18/2018
B
Rhode Island 1/29/2020
B
Illinois 7/15/2013
B
South Carolina 10/5/2017
B
Indiana 10/5/2017
B
South Dakota 1/29/2020
B
Iowa 3/27/2015
B
Tennessee 1/29/2020
B
Kansas 3/13/2019
B
Texas 3/16/2011
B
Kentucky 1/29/2020
IA
Texas 3/16/2011
B
Louisiana 1/29/2020
B
Utah 1/7/2019
B
Maine 1/29/2020
B
Vermont 1/29/2020
B
Maryland 10/5/2017
B
Virginia 10/5/2017
B
Massachusetts 8/30/2017
B
Washington 6/1/2009
B
Michigan 10/5/2017
IA
Washington 6/1/2009
B
Minnesota 7/15/2013
B
West Virginia 1/29/2020
B
Mississippi 1/29/2020
B
Wisconsin 10/5/2017
B
Missouri 7/15/2013
B
Wyoming 1/29/2020
B
Montana 3/27/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101
555 California Street PWM, San Francisco, CA 94104
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101
555 California Street PWM, San Francisco, CA 94104
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/29/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SEATTLE, WA
B
 06/08/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SEATTLE, WA
B
 02/25/1991 - 06/20/2000 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.