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TODD ALAN SHOBERT
CRD#: 2110599
IA
B
LPL FINANCIAL LLCCRD#: 6413 330 UNION AVENUE SE
OLYMPIA, WA 98501-1324
OLYMPIA, WA 98501-1324
0
Disclosures
33
Years of Experience
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State Registrations
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Arizona 10/3/2024
B
Montana 10/3/2024
B
California 10/3/2024
B
Nevada 10/21/2024
B
Idaho 10/3/2024
B
Oregon 1/20/2017
B
Kansas 10/21/2024
B
Washington 11/1/2012
B
Louisiana 10/21/2024
IA
Washington 11/1/2012
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/1/2012
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Registered with this firm since 11/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/21/2012 - 12/18/2024 | OLYMPIA, WA | |
IA | 08/17/2011 - 10/25/2012 | VANCOUVER, WA | |
B | 10/13/2008 - 10/25/2012 | VANCOUVER, WA | |
B | 02/21/2007 - 10/02/2008 | NORTHBROOK, IL | |
B | 01/12/2005 - 02/01/2007 | THOUSAND OAKS, CA | |
B | 03/29/2000 - 12/17/2004 | DES MOINES, IA | |
B | 05/18/1998 - 03/14/2000 | IRVINE, CA | |
B | 09/03/1997 - 05/19/1998 | SAINT PAUL, MN | |
B | 07/29/1993 - 09/03/1997 | PORTLAND, OR | |
B | 12/05/1990 - 08/03/1992 | PORTLAND, OR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.