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EDWARD JAMES BALMES
CRD#: 2110152
IA
Investment Adviser
B
Broker
MOLONEY SECURITIES ASSET MANAGEMENT LLCCRD#: 282448 117 CHESTERFIELD BUSINESS PARKWAY
117 CHESTERFIELD BUSINESS PARKWAY, MO 63005
MOLONEY SECURITIES CO., INC.CRD#: 38535 117 Chesterfield Business Parkway
Chesterfield, MO 63005
Registration History
19901995200020052010201520202025IAMOLONEY SECURITIES ASSET MANAG... (CRD# 282448)2016 - Present (8 years)BMOLONEY SECURITIES CO., INC. (CRD# 38535)2008 - Present (17 years)BR.T. JONES CAPITAL EQUITIES, INC. (CRD# 19775)1992 - 2009 (17 years)BNYLIFE SECURITIES INC. (CRD# 5167)1990 - 1992 (1 year)IAMOLONEY INVESTMENT ADVISORY LLC (CRD# 282140)2016 - 2016 (<1 year)IAMOLONEY SECURITIES CO., INC. (CRD# 38535)2009 - 2016 (6 years)IART JONES CAPITAL EQUITIES INC (CRD# 19775)2008 - 2009 (1 year)IART JONES CAPITAL EQUITIES INC (CRD# 19775)1997 - 2008 (10 years)
Disclosure(s)
View By:
11/28/2022
Customer Dispute
Settled
1/22/2021
Customer Dispute
Award / Judgment
7/27/2020
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 9/23/2021

B
Missouri 1/4/2008

B
Florida 9/7/2017

IA
Missouri 12/8/2016

B
Illinois 1/3/2008

B
Texas 9/7/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MOLONEY SECURITIES ASSET MANAGEMENT LLC (CRD#:282448)
117 CHESTERFIELD BUSINESS PARKWAY, 117 CHESTERFIELD BUSINESS PARKWAY, MO 63005
Registered with this firm since 12/8/2016

B
MOLONEY SECURITIES CO., INC. (CRD#:38535)
117 Chesterfield Business Parkway, Chesterfield, MO 63005
Registered with this firm since 1/3/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/27/2016 - 12/31/2016 MOLONEY INVESTMENT ADVISORY LLC (CRD#:282140) CHESTERFIELD, MO
IA
05/20/2009 - 04/13/2016 MOLONEY SECURITIES CO., INC. (CRD#:38535) MANCHESTER, MO
B
08/18/1992 - 11/03/2009 R.T. JONES CAPITAL EQUITIES, INC. (CRD#:19775) ST. LOUIS, MO
IA
01/08/2008 - 05/18/2009 RT JONES CAPITAL EQUITIES INC (CRD#:19775) ST. LOUIS, MO
IA
11/06/1997 - 01/03/2008 RT JONES CAPITAL EQUITIES INC (CRD#:19775) ST. LOUIS, MO
B
12/06/1990 - 08/26/1992 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.