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CHRISTOPHER JAMES SIGMUND
CHRISTOPHER JAMES BYRNES, CJ SIGMUND
CRD#: 2107928
IA
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MORGAN STANLEYCRD#: 149777 3102 West End Avenue
Suite 200
Nashville, TN 37203
Suite 200
Nashville, TN 37203
0
Disclosures
31
Years of Experience
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State Registrations
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Alabama 7/19/2023
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Minnesota 7/23/2024
B
Arizona 12/8/2015
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Mississippi 11/30/2021
B
Arkansas 3/15/2019
B
Missouri 1/26/2022
B
California 6/1/2009
B
New Jersey 12/8/2015
B
Colorado 12/8/2015
B
New Mexico 1/5/2017
B
Connecticut 7/23/2024
B
New York 4/1/2016
B
Delaware 9/4/2024
B
North Carolina 4/25/2016
B
District of Columbia 1/26/2022
B
Ohio 3/27/2013
B
Florida 6/1/2009
B
Oregon 7/23/2024
B
Georgia 6/1/2009
B
Pennsylvania 9/4/2024
B
Illinois 6/1/2009
B
South Carolina 4/25/2016
B
Indiana 6/1/2009
B
Tennessee 6/1/2009
B
Kansas 9/4/2024
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Tennessee 6/1/2009
B
Kentucky 1/4/2019
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Texas 6/1/2009
B
Louisiana 7/23/2024
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Texas 6/1/2009
B
Maine 9/3/2020
B
Utah 7/23/2024
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 2/21/2018
B
Washington 10/29/2018
B
Michigan 11/5/2014
B
Wyoming 3/7/2025
SRO Registrations
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/27/2007 - 06/01/2009 | NASHVILLE, TN | |
B | 04/27/2007 - 06/01/2009 | NASHVILLE, TN | |
IA | 04/12/2004 - 05/07/2007 | NASHVILLE, TN | |
B | 04/25/1995 - 05/07/2007 | NASHVILLE, TN | |
B | 04/07/1993 - 11/01/1994 | WASHINGTON, DC | |
B | 01/27/1992 - 01/27/1992 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.