• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RAYMOND ALBA EMERY
RAY EMERY
CRD#: 2105450
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 Naples, FL
HUB INTERNATIONAL INVESTMENT SERVICES INC.CRD#: 150252 275 US Route One
Cumberland Foreside, ME 04110
Registration History
19901995200020052010201520202025BHUB INTERNATIONAL INVESTMENT S... (CRD# 150252)2020 - Present (4 years)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2002 - Present (22 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2001 - Present (23 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2001 (1 year)B440 FINANCIAL DISTRIBUTORS, INC. (CRD# 31334)1994 - 1995 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1990 - 1994 (3 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1990 - 1993 (3 years)IANORTON FINANCIAL SERVICES, INC. (CRD# 118263)2002 - 2007 (4 years)
License(s)

State Registrations

B
Arizona 1/2/2020

B
New Hampshire 11/30/2001

B
Florida 9/15/2004

B
New Jersey 1/2/2004

IA
Florida 3/2/2017

B
New York 9/9/2002

B
Maine 11/30/2001

B
North Carolina 1/3/2013

IA
Maine 10/1/2002

B
Vermont 8/5/2011

B
Massachusetts 11/30/2001

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
HUB INTERNATIONAL INVESTMENT SERVICES INC. (CRD#:150252)
275 US Route One, Cumberland Foreside, ME 04110
Registered with this firm since 11/10/2020

IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Naples, FL
Yarmouth, ME
Registered with this firm since 10/1/2002

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Naples, FL
Yarmouth, ME
Registered with this firm since 11/30/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2002 - 03/16/2007 NORTON FINANCIAL SERVICES, INC. (CRD#:118263) SOUTH PORTLAND, ME
B
09/15/2000 - 12/11/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
08/11/1994 - 05/09/1995 440 FINANCIAL DISTRIBUTORS, INC. (CRD#:31334) PORTLAND, ME
B
11/07/1990 - 09/02/1994 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
11/07/1990 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.