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MARY ELIZABETH JOHNSON
MARY ELIZABETH PITMAN
CRD#: 2105434
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 One Post Office Square
35th Floor
BOSTON, MA 02109
Registration History
199019952000200520102015202020252 FIRMS2023 - Present (1 year)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2014 - 2023 (9 years)BLPL FINANCIAL LLC (CRD# 6413)2005 - 2013 (8 years)BMORGAN STANLEY DW INC. (CRD# 7556)2004 - 2005 (<1 year)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)1990 - 1996 (5 years)IAFIRST REPUBLIC INVESTMENT MANA... (CRD# 108559)2017 - 2023 (5 years)
License(s)

State Registrations

B
California 7/3/2023

IA
Maine 6/13/2024

IA
California 7/5/2023

B
Massachusetts 7/3/2023

B
Maine 6/12/2024

B
Ohio 7/5/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
One Post Office Square 35th Floor, BOSTON, MA 02109
South Hamilton, MA
Registered with this firm since 7/5/2023

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
One Post Office Square 35th Floor, BOSTON, MA 02109
South Hamilton, MA
Registered with this firm since 7/3/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/01/2017 - 07/06/2023 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) Boston, MA
B
02/05/2014 - 07/06/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) BOSTON, MA
B
03/11/2005 - 10/10/2013 LPL FINANCIAL LLC (CRD#:6413) DANVERS, MA
B
10/28/2004 - 03/14/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
12/12/1990 - 11/04/1996 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SMITHFIELD, RI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.