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SUSAN ELIZABETH SEIDL
SUE EID, SUSAN E EID, SUSAN ELIZABETH EID
CRD#: 2105085
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 444 CEDAR ST
ST PAUL, MN 55101-2108
Registration History
19952000200520102015202020252 FIRMS2006 - 2006 (<1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - Present (10 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - Present (17 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2000 - 2006 (5 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)2000 - 2001 (1 year)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1999 - 2000 (1 year)BDAIN RAUSCHER INCORPORATED (CRD# 31194)1998 - 1999 (1 year)BINTERRA CLEARING SERVICES, INC. (CRD# 31194)1998 - 1998 (<1 year)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1997 - 1998 (<1 year)BINTERRA CLEARING SERVICES, INC. (CRD# 31194)1997 - 1997 (<1 year)BDAIN BOSWORTH INCORPORATED (CRD# 7600)1992 - 1997 (4 years)
License(s)

State Registrations

B
Arizona 1/8/2010

B
Missouri 1/8/2010

B
California 1/8/2010

B
Montana 3/2/2020

B
Florida 1/8/2010

B
New Jersey 1/8/2010

B
Georgia 7/26/2023

B
New York 1/8/2010

B
Illinois 1/8/2010

B
Oregon 1/8/2010

B
Maryland 9/13/2023

B
Tennessee 1/2/2025

B
Massachusetts 1/8/2010

B
Texas 3/2/2020

B
Minnesota 5/3/2007

B
Wisconsin 1/8/2010

IA
Minnesota 2/3/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
444 CEDAR ST, ST PAUL, MN 55101-2108
SPRING LAKE PARK, MN
Registered with this firm since 2/3/2014

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
444 CEDAR ST, ST PAUL, MN 55101-2108
SPRING LAKE PARK, MN
Registered with this firm since 5/3/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/05/2006 - 06/06/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) MINNEAPOLIS, MN
B
01/03/2006 - 06/06/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MINNEAPOLIS, MN
B
11/02/2000 - 01/03/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) MINNEAPOLIS, MN
B
06/13/2000 - 11/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
03/15/1999 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
03/02/1998 - 08/31/1999 DAIN RAUSCHER INCORPORATED (CRD#:31194) NEW YORK, NY
B
03/02/1998 - 03/02/1998 INTERRA CLEARING SERVICES, INC. (CRD#:31194) NEW YORK, NY
B
12/19/1997 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
B
01/31/1997 - 10/10/1997 INTERRA CLEARING SERVICES, INC. (CRD#:31194) NEW YORK, NY
B
05/28/1992 - 01/16/1997 DAIN BOSWORTH INCORPORATED (CRD#:7600)
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Broker
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Investment Adviser
Disclosures
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