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JANET ALSUP
CRD#: 2104680
IA
B
MORGAN STANLEYCRD#: 149777 555 California Street
35Th Floor
San Francisco, CA 94104
35Th Floor
San Francisco, CA 94104
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Alabama 11/17/2020
B
Nebraska 2/1/2019
B
Alaska 11/17/2020
B
Nevada 2/1/2019
B
Arizona 11/17/2020
B
New Hampshire 11/19/2020
B
Arkansas 2/1/2019
B
New Jersey 11/19/2020
B
California 7/15/2013
B
New Mexico 2/1/2019
IA
California 7/20/2015
B
New York 1/3/2020
B
Colorado 6/4/2018
B
North Carolina 2/1/2019
B
Connecticut 11/17/2020
B
North Dakota 2/1/2019
B
Delaware 11/17/2020
B
Ohio 11/20/2020
B
District of Columbia 3/10/2017
B
Oklahoma 11/19/2020
B
Florida 2/1/2019
B
Oregon 6/4/2018
B
Georgia 2/1/2019
B
Pennsylvania 11/19/2020
B
Hawaii 6/4/2018
B
Puerto Rico 2/1/2019
B
Idaho 11/19/2020
B
Rhode Island 2/1/2019
B
Illinois 2/1/2019
B
South Carolina 2/1/2019
B
Indiana 2/1/2019
B
South Dakota 2/1/2019
B
Iowa 11/19/2020
B
Tennessee 11/19/2020
B
Kansas 11/19/2020
B
Texas 2/1/2019
B
Kentucky 11/19/2020
IA
Texas 3/3/2020
B
Louisiana 11/19/2020
B
Utah 10/12/2017
B
Maine 11/19/2020
B
Vermont 3/10/2017
B
Maryland 11/19/2020
B
Virgin Islands 11/19/2020
B
Massachusetts 2/1/2019
B
Virginia 11/19/2020
B
Michigan 11/19/2020
B
Washington 2/1/2019
B
Minnesota 2/1/2019
B
West Virginia 11/19/2020
B
Mississippi 2/1/2019
B
Wisconsin 2/1/2019
B
Missouri 11/19/2020
B
Wyoming 11/19/2020
B
Montana 11/19/2020
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/20/2015
B
Registered with this firm since 7/15/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/13/2001 - 07/02/2013 | SAN FRANCISCO, CA | |
B | 07/14/1998 - 01/13/2001 | BALTIMORE, MD | |
B | 03/19/1998 - 07/06/1998 | PHILADELPHIA, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.