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LUANN DRISCOLL
LUANN SALVATORE MISS
CRD#: 2104222
IA
B
RESEARCH & PORTFOLIO MANAGEMENTCRD#: 157609 634 BUTTERMILK PIKE
CRESCENT SPRINGS, KY 41017-1302
CRESCENT SPRINGS, KY 41017-1302
0
Disclosures
27
Years of Experience
View By:
State Registrations
IA
Kentucky 11/25/2011
IA
Ohio 11/21/2011
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Registered with this firm since 11/21/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/18/2013 - 09/04/2019 | NEW ALBANY, IN | |
IA | 04/17/2009 - 11/25/2011 | CRESCENT SPRINGS, KY | |
B | 04/17/2009 - 11/25/2011 | CRESCENT SPRINGS, KY | |
IA | 01/02/2009 - 04/22/2009 | SAINT PETERSBURG, FL | |
B | 10/03/1997 - 04/22/2009 | CRESCENT SPRINGS, KY | |
IA | 06/11/2002 - 01/02/2009 | CRESCENT SPRINGS, KY | |
B | 07/29/1997 - 10/14/1997 | WEEHAWKEN, NJ |
SAINT PETERSBURG, FL
01/02/2009 - 04/22/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.