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SCOTT DAVID KINDERMAN
CRD#: 2103939
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2115 E CLAIRMONT AVE
SUITE 3A
EAU CLAIRE, WI 54701
Registration History
19952000200520102015202020252 FIRMS2010 - 2015 (5 years)2 FIRMS2015 - 2021 (5 years)2 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (1 year)BLASALLE ST SECURITIES, L.L.C. (CRD# 7191)2007 - 2010 (2 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2004 - 2007 (2 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2002 - 2004 (1 year)BLUTHERAN BROTHERHOOD SECURITIE... (CRD# 4205)1991 - 2002 (11 years)IALASALLE ST. INVESTMENT ADVISOR... (CRD# 109701)2007 - 2008 (1 year)
Disclosure(s)
View By:
12/2/2003
Regulatory
Final
3/14/2003
Customer Dispute
Settled
License(s)

State Registrations

B
California 3/8/2024

B
Ohio 1/19/2024

B
Colorado 1/19/2024

B
South Dakota 1/19/2024

B
Florida 1/19/2024

B
Texas 1/19/2024

B
Kentucky 4/3/2024

B
Wisconsin 1/19/2024

B
Minnesota 1/19/2024

IA
Wisconsin 1/19/2024

B
New Jersey 1/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2115 E CLAIRMONT AVE SUITE 3A, EAU CLAIRE, WI 54701
Registered with this firm since 1/19/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
2115 E CLAIRMONT AVE SUITE 3A, EAU CLAIRE, WI 54701
Registered with this firm since 1/19/2024

Previous Registration(s)
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IA
03/16/2021 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) EAU CLAIRE, WI
B
03/16/2021 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) EAU CLAIRE, WI
IA
08/18/2015 - 03/22/2021 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) EAU CLAIRE, WI
B
08/18/2015 - 03/22/2021 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) EAU CLAIRE, WI
IA
02/22/2010 - 09/01/2015 METLIFE SECURITIES INC. (CRD#:14251) EAU CLAIRE, WI
B
02/05/2010 - 09/01/2015 METLIFE SECURITIES INC. (CRD#:14251) EAU CLAIRE, WI
B
03/01/2007 - 01/15/2010 LASALLE ST SECURITIES, L.L.C. (CRD#:7191) EAU CLAIRE, WI
IA
06/04/2007 - 12/31/2008 LASALLE ST. INVESTMENT ADVISORS, L.L.C. (CRD#:109701) ELMHURST, IL
B
05/26/2004 - 03/12/2007 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) EAU CLAIRE, WI
B
07/01/2002 - 05/27/2004 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNEAPOLIS, MN
B
01/14/1991 - 07/01/2002 LUTHERAN BROTHERHOOD SECURITIES CORP. (CRD#:4205) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.