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JAMES DAVID WESTON
DAVID WESTON, J DAVID WESTON
CRD#: 2103793
IA
Investment Adviser
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Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1037 SW 19TH
MOORE, OK 73160
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1037 SW 19TH
MOORE, OK 73160
Registration History
19952000200520102015202020252 FIRMS2008 - 2013 (5 years)2 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - Present (7 years)BING FINANCIAL PARTNERS, INC. (CRD# 2882)1996 - 2006 (10 years)BMONY SECURITIES CORP. (CRD# 4386)1991 - 1995 (4 years)IAING FINANCIAL PARTNERS, INC (CRD# 2882)1998 - 2006 (8 years)
License(s)

State Registrations

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Colorado 10/1/2019

IA
Oklahoma 3/1/2017

B
Florida 4/1/2022

IA
Texas 7/20/2018

B
Missouri 4/10/2023

B
Texas 6/14/2019

B
North Carolina 1/23/2024

B
Virginia 11/14/2024

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Oklahoma 3/1/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1037 SW 19TH, MOORE, OK 73160
Registered with this firm since 3/1/2017

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1037 SW 19TH, MOORE, OK 73160
Registered with this firm since 3/1/2017

Previous Registration(s)
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IA
11/23/2015 - 03/08/2017 LPL FINANCIAL LLC (CRD#:6413) NORMAN, OK
B
10/23/2015 - 03/08/2017 LPL FINANCIAL LLC (CRD#:6413) NORMAN, OK
IA
04/21/2008 - 04/30/2013 ING FINANCIAL PARTNERS, INC (CRD#:2882) OKLAHOMA CITY, OK
B
04/17/2008 - 04/30/2013 ING FINANCIAL PARTNERS, INC. (CRD#:2882) OKLAHOMA CITY, OK
IA
02/10/1998 - 04/18/2006 ING FINANCIAL PARTNERS, INC (CRD#:2882) LEXINGTON, OK
B
04/22/1996 - 04/18/2006 ING FINANCIAL PARTNERS, INC. (CRD#:2882) LEXINGTON, OK
B
02/19/1991 - 03/20/1995 MONY SECURITIES CORP. (CRD#:4386) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.