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Joy Marie Rockwood
CRD#: 2103106
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 4012 LARAMIE STREET
CHEYENNE, WY 82001
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 4012 LARAMIE STREET
CHEYENNE, WY 82001
Registration History
19901995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2017 - Present (7 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2000 - Present (24 years)BDAIN RAUSCHER INCORPORATED (CRD# 31194)1998 - 2000 (2 years)BDAIN RAUSCHER INCORPORATED (CRD# 7600)1991 - 1998 (6 years)BREEVES AND COMPANY, INVESTMENT... (CRD# 14311)1990 - 1991 (1 year)
License(s)

State Registrations

B
Alaska 5/4/2018

B
Nevada 2/8/2016

B
Arizona 9/1/2000

B
New Hampshire 11/9/2010

B
Arkansas 9/24/2012

B
New Jersey 9/22/2009

B
California 9/1/2000

B
New Mexico 12/2/2016

B
Colorado 9/1/2000

B
North Carolina 2/5/2016

B
Delaware 12/8/2020

IA
North Carolina 10/30/2023

B
District of Columbia 6/15/2018

B
Ohio 6/1/2018

B
Florida 11/20/2000

B
Oklahoma 5/19/2015

B
Georgia 10/18/2019

B
Oregon 9/1/2000

B
Idaho 10/7/2009

B
Pennsylvania 7/20/2015

B
Illinois 12/2/2016

B
South Carolina 10/22/2018

B
Indiana 5/12/2021

B
South Dakota 10/29/2014

B
Iowa 12/2/2016

B
Texas 9/1/2000

B
Kansas 12/2/2016

IA
Texas 6/23/2017

B
Louisiana 11/20/2000

B
Utah 7/7/2004

B
Massachusetts 8/4/2017

B
Virginia 7/9/2001

B
Michigan 10/10/2013

B
Washington 4/8/2003

B
Minnesota 10/21/2022

B
West Virginia 5/6/2019

B
Missouri 2/27/2020

B
Wisconsin 6/3/2019

B
Montana 9/1/2000

B
Wyoming 9/1/2000

B
Nebraska 10/16/2002

IA
Wyoming 8/8/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
4012 LARAMIE STREET, CHEYENNE, WY 82001
Sunset Beach, NC
Registered with this firm since 6/23/2017

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
4012 LARAMIE STREET, CHEYENNE, WY 82001
Sunset Beach, NC
Registered with this firm since 9/1/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/02/1998 - 09/22/2000 DAIN RAUSCHER INCORPORATED (CRD#:31194) NEW YORK, NY
B
12/04/1991 - 03/02/1998 DAIN RAUSCHER INCORPORATED (CRD#:7600)
B
11/16/1990 - 12/10/1991 REEVES AND COMPANY, INVESTMENTS AND SECURITIES, INC. (CRD#:14311)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.