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Registration History
199019952000200520102015202020252 FIRMS1990 - 1991 (<1 year)2 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - 2024 (10 years)2 FIRMS2024 - Present (<1 year)BHAAS FINANCIAL PRODUCTS, INC. (CRD# 24181)1996 - 2010 (14 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)1996 - 1996 (<1 year)BHAAS FINANCIAL PRODUCTS, INC. (CRD# 24181)1995 - 1996 (<1 year)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)1993 - 1995 (2 years)BNEW ENGLAND SECURITIES (CRD# 615)1992 - 1993 (<1 year)BHAAS FINANCIAL PRODUCTS, INC. (CRD# 24181)1991 - 1992 (<1 year)BPHOENIX EQUITY PLANNING CORPOR... (CRD# 3036)1991 - 1991 (<1 year)IAHAAS FINANCIAL SERVICES INC (CRD# 122450)2010 - 2010 (<1 year)
Disclosure(s)
View By:
5/30/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 6/14/2024

B
Michigan 6/14/2024

B
California 6/14/2024

IA
Michigan 6/14/2024

B
Colorado 6/14/2024

B
Nevada 6/14/2024

B
Florida 6/14/2024

B
Puerto Rico 10/17/2024

B
Illinois 6/14/2024

B
Texas 6/14/2024

B
Iowa 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
FARMINGTON HILLS, MI
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
FARMINGTON HILLS, MI
Registered with this firm since 6/14/2024

Previous Registration(s)
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IA
08/26/2014 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) FARMINGTON HILLS, MI
B
06/12/2014 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) FARMINGTON HILLS, MI
IA
12/21/2011 - 09/17/2014 HAAS WEALTH MANAGEMENT CENTER LLC (CRD#:156036) SOUTHFIELD, MI
B
01/05/2011 - 07/01/2014 DALTON STRATEGIC INVESTMENT SERVICES INC. (CRD#:23485) SOUTHFIELD, MI
IA
10/06/2010 - 12/31/2010 HAAS FINANCIAL SERVICES INC (CRD#:122450) SOUTHFIELD, MI
B
08/26/1996 - 12/31/2010 HAAS FINANCIAL PRODUCTS, INC. (CRD#:24181) SOUTHFIELD, MI
B
03/05/1996 - 08/23/1996 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
B
06/16/1995 - 03/18/1996 HAAS FINANCIAL PRODUCTS, INC. (CRD#:24181) SOUTHFIELD, MI
B
04/05/1993 - 06/28/1995 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
B
07/22/1992 - 04/12/1993 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
10/10/1991 - 07/06/1992 HAAS FINANCIAL PRODUCTS, INC. (CRD#:24181) SOUTHFIELD, MI
B
03/22/1991 - 09/16/1991 PHOENIX EQUITY PLANNING CORPORATION (CRD#:3036) HARTFORD, CT
B
10/26/1990 - 02/19/1991 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
10/26/1990 - 02/19/1991 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.