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Detailed Report
MICHAEL EARL MCCULLOUGH
MIKE MCCULLOUGH
CRD#: 2102724
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3 SKIDAWAY VILLAGE SQ
SAVANNAH, GA 31411
Registration History
199019952000200520102015202020252 FIRMS2011 - Present (13 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2002 - 2011 (9 years)BWACHOVIA SECURITIES, INC. (CRD# 431)2000 - 2002 (1 year)BJ.C. BRADFORD & CO. (CRD# 1287)1990 - 2000 (9 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2003 - 2011 (8 years)
License(s)

State Registrations

B
Georgia 9/29/2011
B
Massachusetts 2/11/2015
IA
Georgia 9/30/2011

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3 SKIDAWAY VILLAGE SQ, SAVANNAH, GA 31411
Registered with this firm since 9/29/2011
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3 SKIDAWAY VILLAGE SQ, SAVANNAH, GA 31411
Registered with this firm since 9/29/2011
Previous Registration(s)
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IA
 02/25/2003 - 10/01/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAVANNAH, GA
B
 06/15/2002 - 10/01/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAVANNAH, GA
B
 07/24/2000 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
 12/19/1990 - 07/24/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.