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LEONILO CABUENA GARCES
LEON C GARCES, LEON CABUENA GARCES, NILO GARCES, LEON GRACES, LEON NILO
CRD#: 2101914
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3121 W MARCH LN
STE 110
STOCKTON, CA 95219
Registration History
199019952000200520102015202020252 FIRMS1990 - 1992 (1 year)2 FIRMS2000 - 2003 (2 years)2 FIRMS2003 - Present (21 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1994 - 2000 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 1994 (1 year)
License(s)

State Registrations

B
Arizona 11/20/2018

B
Missouri 9/19/2024

B
California 7/1/2003

B
Montana 12/23/2021

IA
California 7/1/2003

B
Nebraska 11/7/2017

B
Colorado 9/2/2022

B
Nevada 2/13/2020

B
Florida 9/2/2022

B
New Mexico 9/2/2022

B
Georgia 4/28/2021

B
North Dakota 9/2/2022

B
Hawaii 6/28/2024

B
Ohio 6/17/2020

B
Idaho 12/8/2017

B
Oregon 2/12/2016

B
Illinois 9/2/2022

B
Pennsylvania 9/2/2022

B
Indiana 7/1/2003

B
Texas 11/16/2009

B
Iowa 4/18/2017

IA
Texas 11/19/2009

B
Maryland 9/2/2022

B
Utah 11/7/2017

B
Massachusetts 11/7/2017

B
Washington 11/7/2017

B
Michigan 9/2/2022

B
Wyoming 11/13/2008

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3121 W MARCH LN STE 110, STOCKTON, CA 95219
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3121 W MARCH LN STE 110, STOCKTON, CA 95219
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/12/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) STOCKTON, CA
B
09/29/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
01/10/1994 - 11/16/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
07/16/1992 - 01/24/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
11/08/1990 - 05/13/1992 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
11/08/1990 - 05/13/1992 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.