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CHRISTINE ANN THEROUX
CHRISTINE ANN PAPA
CRD#: 2100820
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 286 BOSTON POST ROAD
WAYLAND, MA 01778
Registration History
19952000200520102015202020252 FIRMS2020 - Present (5 years)BHORACE MANN INVESTORS, INC. (CRD# 11643)2018 - 2019 (<1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2017 - 2018 (1 year)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2002 - 2016 (14 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2002 - 2007 (5 years)BALLMERICA INVESTMENTS, INC. (CRD# 3960)1997 - 2002 (5 years)BALLMERICA INVESTMENTS, INC. (CRD# 3960)1997 - 1997 (<1 year)BNEW ENGLAND SECURITIES (CRD# 615)1995 - 1997 (1 year)BFIS SECURITIES, INC. (CRD# 30533)1993 - 1995 (1 year)BPUTNAM MUTUAL FUNDS CORP. (CRD# 7325)1991 - 1993 (2 years)
Disclosure(s)
View By:
6/27/2005
Customer Dispute
Denied
License(s)

State Registrations

B
Massachusetts 1/14/2020

IA
Massachusetts 1/23/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
286 BOSTON POST ROAD, WAYLAND, MA 01778
Registered with this firm since 1/23/2020

B
OSAIC WEALTH, INC. (CRD#:23131)
286 BOSTON POST ROAD, WAYLAND, MA 01778
Registered with this firm since 1/14/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/09/2018 - 08/01/2019 HORACE MANN INVESTORS, INC. (CRD#:11643) SPRINGFIELD, IL
B
05/18/2017 - 08/01/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) WELLESLEY, MA
B
06/03/2002 - 12/12/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) NORWOOD, MA
B
06/03/2002 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) WALTHAM, MA
B
03/20/1997 - 06/17/2002 ALLMERICA INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
B
02/18/1997 - 03/12/1997 ALLMERICA INVESTMENTS, INC. (CRD#:3960)
B
09/15/1995 - 02/21/1997 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
09/27/1993 - 03/01/1995 FIS SECURITIES, INC. (CRD#:30533) BOSTON, MA
B
02/04/1991 - 08/09/1993 PUTNAM MUTUAL FUNDS CORP. (CRD#:7325) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.