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JAMES ARTHUR BOWMAN
CRD#: 2100484
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1070 Yard Street
Columbus (Grandview), OH 43212
Columbus (Grandview), OH 43212
0
Disclosures
34
Years of Experience
View By:
State Registrations
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Alabama 8/26/2022
B
Michigan 8/26/2022
B
California 8/11/2022
B
New York 8/11/2022
B
Colorado 8/24/2022
B
North Carolina 4/1/2024
B
Connecticut 7/11/2024
B
Ohio 8/11/2022
B
Florida 8/11/2022
IA
Ohio 8/22/2022
B
Georgia 8/15/2022
B
Pennsylvania 8/12/2022
B
Illinois 8/29/2022
B
South Carolina 8/11/2022
B
Indiana 8/11/2022
B
Tennessee 8/11/2022
B
Louisiana 8/11/2022
B
Texas 8/11/2022
B
Maryland 8/11/2022
IA
Texas 8/11/2022
B
Massachusetts 8/23/2022
SRO Registrations
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B
B
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IA
Registered with this firm since 8/11/2022
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Registered with this firm since 8/11/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/06/2013 - 08/22/2022 | BEXLEY, OH | |
B | 09/06/2013 - 08/22/2022 | BEXLEY, OH | |
IA | 01/30/2006 - 09/13/2013 | COLUMBUS, OH | |
B | 01/27/2006 - 09/13/2013 | COLUMBUS, OH | |
IA | 01/02/2003 - 02/01/2006 | COLUMBUS, OH | |
B | 12/06/2002 - 02/01/2006 | BALTIMORE, MD | |
B | 08/30/1991 - 12/20/2002 | WEEHAWKEN, NJ | |
B | 11/01/1990 - 09/05/1991 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.