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DIANA L HINES
DIANA L HEITZMAN, DIANA K HINES, DIANA LUISE HINES, DIANA LUISE KNOLHOFF, DIANA KNOLHOFF
CRD#: 2099923
IA
B
MORGAN STANLEYCRD#: 149777 350 East Las Olas Boulevard
Suite 1500
Fort Lauderdale, FL 33301
Suite 1500
Fort Lauderdale, FL 33301
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 9/18/2020
B
Nevada 9/18/2020
B
Arizona 9/18/2020
B
New Jersey 5/19/2023
B
California 9/18/2020
B
New Mexico 5/22/2023
B
Colorado 9/18/2020
B
New York 9/18/2020
B
Florida 9/18/2020
B
North Carolina 9/18/2020
IA
Florida 9/21/2020
B
Ohio 9/18/2020
B
Georgia 9/18/2020
B
Oregon 6/6/2023
B
Hawaii 9/17/2021
B
Pennsylvania 9/18/2020
B
Illinois 9/18/2020
B
Rhode Island 9/18/2020
B
Iowa 10/5/2020
B
South Carolina 9/18/2020
B
Kansas 9/18/2020
B
South Dakota 9/18/2020
B
Kentucky 9/18/2020
B
Tennessee 9/18/2020
B
Louisiana 7/29/2022
B
Texas 9/18/2020
B
Maryland 9/18/2020
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Texas 9/18/2020
B
Massachusetts 9/18/2020
B
Utah 9/18/2020
B
Michigan 9/22/2020
B
Virginia 9/18/2020
B
Minnesota 11/15/2022
B
Wisconsin 9/18/2020
B
Missouri 9/18/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/18/2020
B
Registered with this firm since 9/18/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/18/2010 - 09/22/2020 | FORT LAUDERDALE, FL | |
B | 11/17/2010 - 09/22/2020 | FORT LAUDERDALE, FL | |
IA | 10/09/2009 - 11/01/2010 | PLANTATION, FL | |
B | 10/09/2009 - 11/01/2010 | PLANTATION, FL | |
IA | 04/09/2009 - 10/09/2009 | PLANTATION, FL | |
B | 04/03/2009 - 10/09/2009 | PLANTATION, FL | |
IA | 08/21/2006 - 04/06/2009 | PLANTATION, FL | |
B | 08/18/2006 - 04/06/2009 | PLANTATION, FL | |
IA | 09/22/1997 - 08/22/2006 | FT. LAUDERDALE, FL | |
B | 09/22/1997 - 08/22/2006 | FT. LAUDERDALE, FL | |
B | 02/10/1995 - 09/29/1997 | NEW YORK, NY | |
B | 12/06/1994 - 01/24/1995 | NEW YORK, NY |
FORT LAUDERDALE, FL
11/18/2010 - 09/22/2020
FORT LAUDERDALE, FL
11/17/2010 - 09/22/2020
PLANTATION, FL
08/21/2006 - 04/06/2009
PLANTATION, FL
08/18/2006 - 04/06/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.