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PATTERSON HENRY ROBERTSON
PAT H ROBERTSON
CRD#: 2099643
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 98 SAN JACINTO BLVD
SUITE 600
AUSTIN, TX 78701
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - Present (11 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2000 - 2011 (10 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)2000 - 2000 (<1 year)
License(s)

State Registrations

B
California 6/10/2013

B
Montana 2/11/2025

B
Colorado 10/9/2017

B
North Carolina 2/5/2020

B
Florida 6/10/2013

B
Texas 6/10/2013

B
Indiana 9/23/2024

IA
Texas 6/10/2013

B
Michigan 2/3/2025

B
Washington 3/23/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
98 SAN JACINTO BLVD SUITE 600, AUSTIN, TX 78701
Austin, TX
Registered with this firm since 6/10/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
98 SAN JACINTO BLVD SUITE 600, AUSTIN, TX 78701
Austin, TX
Registered with this firm since 6/10/2013

Previous Registration(s)
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IA
10/03/2011 - 06/11/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) AUSTIN, TX
B
01/03/2011 - 06/11/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) AUSTIN, TX
B
12/12/2000 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) AUSTIN, TX
B
02/02/2000 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.