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NEAL ALLEN HIETT
CRD#: 2099325
IA
Investment Adviser
B
Broker
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORSCRD#: 298422 2000 MCKINNEY AVENUE
SUITE 1800
DALLAS, TX 75201
TCBI SECURITIESCRD#: 313304 2000 MCKINNEY AVENUE
SUITE 700
DALLAS, TX 75201
Registration History
199019952000200520102015202020252 FIRMS2017 - 2021 (4 years)2 FIRMS2024 - Present (<1 year)BP.J. ROBB VARIABLE, LLC (CRD# 38339)2022 - 2024 (2 years)BAXA ADVISORS, LLC (CRD# 6627)2012 - 2016 (3 years)BNYLIFE SECURITIES LLC (CRD# 5167)1990 - 2012 (21 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2007 - 2012 (5 years)IAEAGLE STRATEGIES CORP (CRD# 110826)2001 - 2003 (2 years)
Disclosure(s)
View By:
10/23/2015
Customer Dispute
Settled
License(s)

State Registrations

B
Texas 6/25/2024

IA
Texas 7/16/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS (CRD#:298422)
2000 MCKINNEY AVENUE SUITE 1800, DALLAS, TX 75201
Registered with this firm since 7/16/2024

B
TCBI SECURITIES (CRD#:313304)
2000 MCKINNEY AVENUE SUITE 700, DALLAS, TX 75201
Registered with this firm since 6/25/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/14/2022 - 06/11/2024 P.J. ROBB VARIABLE, LLC (CRD#:38339) MEMPHIS, TN
IA
06/12/2017 - 10/08/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) Chandler, AZ
B
06/02/2017 - 10/08/2021 BBVA SECURITIES INC. (CRD#:27060) CHANDLER, AZ
B
04/02/2012 - 02/05/2016 AXA ADVISORS, LLC (CRD#:6627) CHANDLER, AZ
IA
02/06/2007 - 04/05/2012 EAGLE STRATEGIES LLC (CRD#:110826) SCOTTSDALE, AZ
B
10/24/1990 - 04/05/2012 NYLIFE SECURITIES LLC (CRD#:5167) CHANDLER, AZ
IA
07/30/2001 - 10/15/2003 EAGLE STRATEGIES CORP (CRD#:110826) PHOENIX, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.