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DAVID ANDREW SCHMIDT
CRD#: 2099154
IA
B
OSAIC WEALTH, INC.CRD#: 23131 1301 OAK ST
KANSAS CITY, MO 64106
KANSAS CITY, MO 64106
0
Disclosures
34
Years of Experience
View By:
State Registrations
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California 6/14/2024
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Missouri 6/14/2024
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Colorado 6/14/2024
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New York 6/14/2024
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Florida 7/26/2024
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North Carolina 6/14/2024
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Florida 7/29/2024
B
Oklahoma 1/6/2025
B
Indiana 10/23/2024
B
Texas 6/14/2024
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Iowa 6/14/2024
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Texas 6/19/2024
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Kansas 6/14/2024
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Virginia 6/14/2024
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Maryland 6/14/2024
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Washington 1/6/2025
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Missouri 6/14/2024
SRO Registrations
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Registered with this firm since 6/14/2024
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Registered with this firm since 6/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/17/2020 - 06/14/2024 | LEAWOOD, KS | |
B | 07/17/2020 - 06/14/2024 | KANSAS CITY, MO | |
IA | 03/29/2016 - 07/17/2020 | Kansas City, MO | |
B | 03/29/2016 - 07/17/2020 | LEAWOOD, KS | |
IA | 04/15/2014 - 04/01/2016 | LIBERTY, MO | |
B | 04/15/2014 - 04/01/2016 | LIBERTY, MO | |
IA | 10/31/1995 - 04/08/2014 | KANSAS CITY, MO | |
B | 02/07/1995 - 04/08/2014 | KANSAS CITY, MO | |
B | 04/16/1991 - 02/07/1995 | ST. LOUIS, MO | |
B | 11/06/1990 - 04/25/1991 | NEW YORK, NY |
NEW YORK, NY
11/06/1990 - 04/25/1991
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.