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SUSAN REGINA CORNFORD
SUSAN BACKOF, SUSAN CORNFORD, Susan R Cornford, SUSAN REGINA LATERZA
CRD#: 2098472
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1100-1800 AMERICAN BLVD
CENTRAL BUSINESS REVIEW UNIT
PENNINGTON, NJ 08534
CENTRAL BUSINESS REVIEW UNIT
PENNINGTON, NJ 08534
0
Disclosures
13
Years of Experience
View By:
State Registrations
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Connecticut 6/22/2020
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New Jersey 6/24/2020
B
Delaware 6/25/2020
B
New York 6/23/2020
B
District of Columbia 6/25/2020
B
North Carolina 5/3/2024
B
Florida 6/23/2020
B
Pennsylvania 6/23/2020
B
Maryland 6/22/2020
B
Rhode Island 6/23/2020
B
Massachusetts 6/23/2020
B
Texas 6/24/2020
B
New Hampshire 7/6/2020
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Texas 6/29/2020
B
New Jersey 6/22/2020
B
Virginia 6/22/2020
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 6/24/2020
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Registered with this firm since 1/2/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/06/2015 - 10/28/2015 | SPRING LAKE, NJ | |
IA | 08/01/2007 - 09/28/2011 | TOMS RIVER, NJ | |
B | 07/27/2007 - 09/28/2011 | TOMS RIVER, NJ | |
IA | 08/29/2006 - 01/04/2007 | EAST BRUNSWICK, NJ | |
B | 08/18/2006 - 01/04/2007 | EAST BRUNSWICK, NJ | |
IA | 06/09/2005 - 06/01/2006 | REDBANK, NJ | |
B | 07/07/2005 - 06/01/2006 | WEEHAWKEN, NJ | |
IA | 03/06/2003 - 09/09/2004 | TOMS RIVER, NJ | |
B | 01/29/2003 - 09/09/2004 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.