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DELISA K ABADY
DELISA KAY ABADY, DELISA KAY HEIDELBERG
CRD#: 2098364
IA
B
MORGAN STANLEYCRD#: 149777 3840 Kilroy Airport Way
Suite 400
Long Beach, CA 90806
Suite 400
Long Beach, CA 90806
0
Disclosures
33
Years of Experience
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State Registrations
B
Alabama 9/29/2016
B
Missouri 1/14/2011
B
Alaska 11/13/2017
B
Montana 1/14/2011
B
Arizona 6/1/2009
B
Nebraska 9/29/2016
B
Arkansas 2/6/2018
B
Nevada 6/1/2009
B
California 6/1/2009
B
New Hampshire 11/13/2017
IA
California 6/1/2009
B
New Jersey 1/14/2011
B
Colorado 6/1/2009
B
New Mexico 10/5/2016
B
Connecticut 11/13/2017
B
New York 6/1/2009
B
Delaware 9/29/2016
B
North Carolina 1/14/2011
B
District of Columbia 1/18/2017
B
North Dakota 10/5/2016
B
Florida 1/14/2011
B
Ohio 1/18/2011
B
Georgia 1/14/2011
B
Oklahoma 7/17/2013
B
Hawaii 1/14/2011
B
Oregon 1/14/2011
B
Idaho 6/1/2009
B
Pennsylvania 1/14/2011
B
Illinois 1/14/2011
B
Rhode Island 5/6/2020
B
Indiana 1/11/2016
B
South Carolina 1/14/2011
B
Iowa 1/14/2011
B
Tennessee 11/13/2017
B
Kansas 6/4/2014
B
Texas 6/1/2009
B
Kentucky 6/1/2009
IA
Texas 1/25/2011
B
Louisiana 1/29/2025
B
Utah 1/14/2011
B
Maine 10/11/2018
B
Vermont 11/12/2021
B
Maryland 9/29/2016
B
Virgin Islands 1/14/2011
B
Massachusetts 1/14/2011
B
Virginia 1/14/2011
B
Michigan 6/1/2009
B
Washington 6/1/2009
B
Minnesota 6/1/2009
B
Wisconsin 9/29/2016
B
Mississippi 1/14/2011
B
Wyoming 6/15/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/15/2007 - 06/01/2009 | LONG BEACH, CA | |
B | 04/02/2007 - 06/01/2009 | LONG BEACH, CA | |
B | 06/09/2003 - 04/02/2007 | LONG BEACH, CA | |
IA | 11/02/1998 - 10/10/2002 | LONG BEACH, CA | |
B | 12/21/1999 - 10/10/2002 | PURCHASE, NY | |
B | 10/31/1990 - 09/02/1999 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.