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Detailed Report
DAWN MARIE DARRALL
DAWN MARIE DARRELL, DAWN MARIE VANLANDINGHAM
CRD#: 2097840
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 201 N MAIN ST
KILMARNOCK, VA 22482
Registration History
2008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2008 - Present (16 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2007 - Present (17 years)
License(s)

State Registrations

B
Alabama 3/17/2011
B
Nevada 11/15/2016
B
Alaska 1/17/2018
B
New Jersey 3/17/2011
B
Arizona 1/28/2020
B
New York 3/17/2011
B
Arkansas 1/26/2021
B
North Carolina 3/18/2011
B
California 3/17/2011
B
Ohio 3/18/2011
B
Colorado 4/3/2012
B
Pennsylvania 3/17/2011
B
Connecticut 3/17/2011
B
South Carolina 11/27/2012
B
District of Columbia 2/16/2022
B
Tennessee 3/17/2011
B
Florida 3/17/2011
B
Texas 3/17/2011
B
Georgia 3/17/2011
IA
Texas 3/25/2011
B
Illinois 2/3/2016
B
Utah 11/11/2015
B
Louisiana 3/17/2011
B
Vermont 11/9/2016
B
Maryland 3/17/2011
B
Virginia 11/11/2008
B
Massachusetts 7/6/2012
IA
Virginia 11/11/2008
B
Michigan 3/17/2011
B
Washington 4/29/2013
B
Missouri 11/28/2023
B
West Virginia 4/5/2018
B
Montana 10/21/2021
B
Wisconsin 10/20/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
201 N MAIN ST, KILMARNOCK, VA 22482
Registered with this firm since 11/11/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
201 N MAIN ST, KILMARNOCK, VA 22482
Registered with this firm since 10/22/2007
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.