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ROBERT PAUL THOMPSON
CRD#: 2096595
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 169 RAMAPO VALLEY ROAD
SUITE ML-2
OAKLAND, NJ 07436
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 169 RAMAPO VALLEY ROAD
SUITE ML-2
OAKLAND, NJ 07436
Registration History
19952000200520102015202020252 FIRMS2005 - Present (19 years)BC. J. M. PLANNING CORP. (CRD# 5698)1991 - 2005 (14 years)IAC.J.M. ASSET MANAGEMENT, LLC (CRD# 111302)2004 - 2005 (1 year)
License(s)

State Registrations

B
Arizona 7/9/2014

IA
New Jersey 10/24/2005

B
California 10/24/2005

B
New York 10/24/2005

B
Connecticut 10/24/2005

B
North Carolina 10/24/2005

B
Delaware 2/5/2015

B
Ohio 3/8/2024

B
District of Columbia 1/4/2017

B
Pennsylvania 10/24/2005

B
Florida 10/24/2005

B
Rhode Island 1/2/2009

B
Georgia 10/24/2005

B
South Carolina 4/11/2006

B
Maryland 9/10/2019

B
Texas 2/18/2021

B
Massachusetts 10/24/2005

IA
Texas 2/18/2021

B
Michigan 10/24/2024

B
Vermont 2/8/2012

B
Missouri 9/20/2019

B
Virginia 8/14/2020

B
Nebraska 10/18/2024

B
Wisconsin 1/4/2023

B
New Jersey 10/24/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
169 RAMAPO VALLEY ROAD SUITE ML-2, OAKLAND, NJ 07436
Registered with this firm since 10/24/2005

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
169 RAMAPO VALLEY ROAD SUITE ML-2, OAKLAND, NJ 07436
Registered with this firm since 10/24/2005

Previous Registration(s)
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IA
05/11/2004 - 10/24/2005 C.J.M. ASSET MANAGEMENT, LLC (CRD#:111302) POMPTON LAKES, NJ
B
10/21/1991 - 10/24/2005 C. J. M. PLANNING CORP. (CRD#:5698) POMPTON LAKES, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.