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Joel Malone Funderburk
JOEL M (JR) FUNDERBURK, JOEL MALONE FUNDERBURK JR, JOEL MALONE FUNDERBURK JR.
CRD#: 2095566
IA
Investment Adviser
B
Broker
WEDBUSH SECURITIES INC.CRD#: 877 717 Green Valley Rd
Greensboro, NC 27408
Registration History
199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1996 - 2023 (26 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 1996 (2 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1994 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - 1993 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2001 - 2023 (21 years)
License(s)

State Registrations

B
North Carolina 6/14/2024

IA
North Carolina 6/14/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEDBUSH SECURITIES INC. (CRD#:877)
717 Green Valley Rd, Greensboro, NC 27408
Registered with this firm since 6/14/2024

B
WEDBUSH SECURITIES INC. (CRD#:877)
717 Green Valley Rd, Greensboro, NC 27408
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/31/2001 - 03/22/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) Jackson, MS
B
12/02/1996 - 03/22/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) Jackson, MS
B
07/29/1994 - 12/04/1996 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
09/03/1993 - 08/15/1994 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
10/25/1990 - 09/14/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.