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RODNEY WAYNE GOBEN
ROD GOBEN
CRD#: 2095028
IA
Investment Adviser
AVIOR WEALTH MANAGEMENT, LLCCRD#: 148674 14301 FIRST NATIONAL BANK PARKWAY
SUITE 410
OMAHA, NE 68154
Registration History
2002200420062008201020122014201620182020202220242026IAAVIOR WEALTH MANAGEMENT, LLC (CRD# 148674)2012 - Present (13 years)IASIGMA PLANNING CORP (CRD# 110692)2002 - 2002 (<1 year)
License(s)

State Registrations

IA
Iowa 3/11/2022

IA
Texas 3/6/2012

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Nebraska 3/8/2012

Current Registration(s)
IA
AVIOR WEALTH MANAGEMENT, LLC (CRD#:148674)
14301 FIRST NATIONAL BANK PARKWAY SUITE 410, OMAHA, NE 68154
Registered with this firm since 3/6/2012

Previous Registration(s)
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IA
08/12/2002 - 12/31/2002 SIGMA PLANNING CORP (CRD#:110692) OMAHA, NE
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.