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DAVID A COLLINS SR
DAVID ALAN COLLINS SR, DAVID ALAN COLLINS, DAVID COLLINS SR
CRD#: 2094157
IA
B
MORGAN STANLEYCRD#: 149777 2000 Westchester Avenue
1NC
Purchase, NY 10577
1NC
Purchase, NY 10577
0
Disclosures
28
Years of Experience
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State Registrations
B
Arizona 4/14/2022
B
New Jersey 2/18/2022
B
California 2/18/2022
B
New York 2/18/2022
B
Colorado 2/18/2022
IA
New York 2/18/2022
B
Connecticut 2/18/2022
B
North Carolina 2/18/2022
B
Delaware 2/18/2022
B
Ohio 3/21/2022
B
District of Columbia 2/18/2022
B
Oklahoma 3/18/2022
B
Florida 2/18/2022
B
Pennsylvania 2/18/2022
B
Georgia 2/18/2022
B
Puerto Rico 3/18/2022
B
Hawaii 2/18/2022
B
South Carolina 3/18/2022
B
Illinois 2/18/2022
B
Tennessee 3/22/2023
B
Indiana 2/18/2022
B
Texas 2/18/2022
B
Louisiana 2/18/2022
IA
Texas 2/18/2022
B
Maine 2/18/2022
B
Utah 3/18/2022
B
Maryland 2/18/2022
B
Vermont 2/18/2022
B
Massachusetts 2/18/2022
B
Virginia 2/18/2022
B
Michigan 2/18/2022
B
Washington 2/18/2022
B
Minnesota 3/22/2023
B
West Virginia 3/18/2022
B
Nevada 2/18/2022
B
Wisconsin 3/18/2022
B
New Hampshire 2/18/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/18/2022
B
Registered with this firm since 2/18/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/16/2012 - 02/22/2022 | WHITE PLAINS, NY | |
B | 06/13/2012 - 02/22/2022 | WHITE PLAINS, NY | |
B | 07/09/2002 - 07/25/2006 | NEW YORK, NY | |
B | 06/14/1999 - 07/15/2002 | NEW YORK, NY | |
B | 09/01/1997 - 06/14/1999 | BALTIMORE, MD | |
B | 03/20/1991 - 09/01/1997 |
WHITE PLAINS, NY
08/16/2012 - 02/22/2022
WHITE PLAINS, NY
06/13/2012 - 02/22/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.