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Christopher A Vasques
CHRIS ALAN VASQUES, CHRISTOPER ALAN VASQUES, CHRISTOPHER ALAN VASQUES, CHRISTOPHER VASQUES, CHRISTOPHER ALAN VASQUEZ
CRD#: 2094066
IA
B
EDWARD JONESCRD#: 250 25152 SPRINGFIELD CT SUITE 210
VALENCIA, CA 91355
VALENCIA, CA 91355
0
Disclosures
33
Years of Experience
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State Registrations
B
Arizona 8/13/2004
B
New York 8/8/2018
B
California 3/5/2001
B
North Carolina 7/17/2006
IA
California 1/18/2007
B
Ohio 10/8/2024
B
Colorado 6/23/2021
B
Oregon 10/17/2016
B
Georgia 5/22/2019
B
Pennsylvania 6/15/2022
B
Idaho 4/26/2010
B
South Carolina 8/4/2021
B
Kansas 3/9/2009
B
Utah 1/4/2011
B
Louisiana 7/1/2010
B
Virginia 1/4/2007
B
Montana 3/21/2016
B
Washington 5/12/2016
B
Nevada 5/28/2002
SRO Registrations
B
B
B
B
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Registered with this firm since 1/18/2007
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Registered with this firm since 3/5/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/22/1999 - 03/02/2001 | HOUSTON, TX | |
B | 03/17/1998 - 12/09/1998 | OAKLAND, CA | |
B | 06/01/1995 - 02/17/1998 | ST. LOUIS, MO | |
B | 04/23/1991 - 06/01/1995 | NORTHRIDGE, CA | |
B | 03/28/1991 - 04/16/1991 | LOS ANGELES, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.