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Detailed Report
RODERICK EDWIN KENNEDY III
ROD KENNEDY, RODERICK E KENNEDY, RODERICK EDWIN KENNEDY
CRD#: 2093992
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1850 ROUTE 33
TRENTON, NJ 08690
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 HILLSDALE, NJ
Registration History
199019952000200520102015202020252 FIRMS2003 - 2004 (1 year)2 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2015 (5 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2018 - Present (7 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2015 - Present (9 years)BNEW ENGLAND SECURITIES (CRD# 615)1997 - 2003 (5 years)BEQUITY SERVICES, INC. (CRD# 265)1990 - 1997 (6 years)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2018 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2015 - 2016 (1 year)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2002 - 2003 (<1 year)
License(s)

State Registrations

B
District of Columbia 11/20/2015
B
New Jersey 10/5/2023
B
Georgia 2/14/2018
B
North Carolina 11/23/2015
IA
Georgia 2/21/2018
B
South Carolina 11/20/2015
B
Maryland 11/20/2015
B
Virginia 11/20/2015

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
1850 ROUTE 33, TRENTON, NJ 08690
Registered with this firm since 2/21/2018
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
HILLSDALE, NJ
1850 ROUTE 33, TRENTON, NJ 08690
Registered with this firm since 11/20/2015
Previous Registration(s)
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IA
 10/14/2016 - 02/14/2018 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) ATLANTA, GA
IA
 11/30/2015 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
 11/24/2009 - 07/22/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) PARAMUS, NJ
B
 11/24/2009 - 07/22/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
IA
 07/01/2009 - 11/18/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GREENWICH, CT
B
 07/01/2009 - 11/18/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GREENWICH, CT
IA
 03/14/2006 - 05/13/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
 03/14/2006 - 05/13/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
IA
 05/06/2005 - 03/08/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
B
 01/11/2005 - 03/08/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
IA
 01/14/2003 - 12/06/2004 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
 01/13/2003 - 12/06/2004 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
IA
 06/21/2002 - 01/28/2003 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) SECAUCUS, NJ
B
 07/15/1997 - 01/28/2003 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
B
 11/21/1990 - 06/25/1997 EQUITY SERVICES, INC. (CRD#:265) MONTPELIER, VT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.