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STEPHEN BAUMEISTER
CRD#: 2093408
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 Croton-On-Hudson, NY
Registration History
1995200020052010201520202025IAADVICE AND PLANNING SERVICES (CRD# 20472)2005 - Present (19 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)1991 - Present (33 years)
License(s)

State Registrations

B
Connecticut 9/12/2000

B
New York 2/20/2002

B
Delaware 2/2/2015

IA
New York 5/25/2021

B
Maine 9/22/2010

B
Pennsylvania 9/12/2000

B
Maryland 6/22/2021

B
Rhode Island 9/21/2010

B
Massachusetts 4/1/2014

B
Vermont 9/21/2010

B
New Hampshire 9/21/2010

B
West Virginia 2/2/2015

B
New Jersey 5/17/2000

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
Croton-On-Hudson, NY
Registered with this firm since 12/13/2005

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
Croton-On-Hudson, NY
Registered with this firm since 3/26/1991

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.