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Detailed Report
BRETT C NEAL
BRETT NEAL
CRD#: 2092816
IA
Investment Adviser
B
Broker
LINCOLN CAPITAL, LLCCRD#: 168307 6003 OLD CHENEY RD
SUITE 350
LINCOLN, NE 68516
MUTUAL SECURITIES, INC.CRD#: 13092 6003 OLD CHENEY ROAD
SUITE 350
LINCOLN, NE 68516
Registration History
199019952000200520102015202020252 FIRMS2005 - 2013 (8 years)2 FIRMS2013 - Present (11 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2005 (12 years)BLEHMAN BROTHERS INC. (CRD# 7506)1990 - 1993 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2005 (8 years)
License(s)

State Registrations

IA
Nebraska 10/18/2013
IA
Texas 9/19/2013
B
Nebraska 10/22/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN CAPITAL, LLC (CRD#:168307)
6003 OLD CHENEY RD SUITE 350, LINCOLN, NE 68516
Registered with this firm since 9/19/2013
B
MUTUAL SECURITIES, INC. (CRD#:13092)
6003 OLD CHENEY ROAD SUITE 350, LINCOLN, NE 68516
Registered with this firm since 10/22/2013
Previous Registration(s)
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IA
 07/29/2005 - 10/21/2013 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) LINCOLN, NE
B
 07/15/2005 - 10/21/2013 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) LINCOLN, NE
IA
 07/31/1997 - 07/27/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LINCOLN, NE
B
 07/31/1993 - 07/27/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
 09/14/1990 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.