Individual Firm
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BRUCE LEE ATTIG
CRD#: 2092693
IA
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MORGAN STANLEYCRD#: 149777 21250 Hawthorne Boulevard
Suite 650
Torrance, CA 90503
Suite 650
Torrance, CA 90503
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4/1/2009
Customer Dispute
Settled
State Registrations
B
Arizona 6/1/2009
B
Montana 7/30/2020
B
California 6/1/2009
B
Nevada 6/1/2009
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California 6/1/2009
B
New Hampshire 2/27/2025
B
Colorado 3/7/2018
B
New Jersey 9/6/2022
B
Connecticut 11/7/2023
B
New Mexico 2/29/2024
B
Delaware 2/8/2019
B
New York 6/1/2009
B
District of Columbia 9/22/2021
B
Ohio 1/15/2020
B
Florida 6/1/2009
B
Oregon 3/1/2010
B
Georgia 7/13/2021
B
Rhode Island 1/29/2019
B
Hawaii 12/3/2013
B
South Carolina 6/5/2024
B
Illinois 6/1/2009
IA
Texas 12/21/2011
B
Iowa 8/21/2013
B
Texas 2/10/2017
B
Louisiana 9/26/2016
B
Utah 7/14/2021
B
Maryland 1/2/2018
B
Vermont 7/14/2021
B
Massachusetts 9/3/2020
B
Virginia 1/12/2021
B
Michigan 3/11/2016
B
Washington 6/23/2015
B
Minnesota 9/10/2017
B
Wisconsin 4/27/2016
SRO Registrations
B
B
B
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | TORRANCE, CA | |
B | 04/02/2007 - 06/01/2009 | TORRANCE, CA | |
IA | 01/18/2005 - 04/02/2007 | TORRANCE, CA | |
B | 01/18/2005 - 04/02/2007 | TORRANCE, CA | |
IA | 06/04/2002 - 01/18/2005 | TORRANCE, CA | |
B | 12/09/1996 - 01/18/2005 | LONG ISLAND CITY, NY | |
B | 09/07/1995 - 10/28/1996 | SAN FRANCISCO, CA | |
B | 04/02/1993 - 12/31/1994 | ||
B | 09/21/1990 - 09/12/1991 | EL SEGUNDO, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.