Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
SCOTT WINFIELD BURCH
CRD#: 2092044
IA
Investment Adviser
SAGE INVESTMENT GROUPCRD#: 322823 2500 E FOOTHILL BLVD
SUITE 115
PASADENA, CA 91107
Registration History
2002200420062008201020122014201620182020202220242026IASAGE INVESTMENT GROUP (CRD# 322823)2022 - Present (2 years)IAREGAL INVESTMENT ADVISORS LLC (CRD# 125004)2020 - 2022 (2 years)IASAGE INVESTMENT GROUP (CRD# 144025)2015 - 2020 (4 years)IAFSC SECURITIES CORPORATION (CRD# 7461)2001 - 2003 (1 year)
License(s)

State Registrations

IA
California 9/26/2022
Current Registration(s)
IA
SAGE INVESTMENT GROUP (CRD#:322823)
2500 E FOOTHILL BLVD SUITE 115, PASADENA, CA 91107
Registered with this firm since 9/26/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/26/2020 - 09/01/2022 REGAL INVESTMENT ADVISORS LLC (CRD#:125004) Pasadena, CA
IA
 11/30/2015 - 05/12/2020 SAGE INVESTMENT GROUP (CRD#:144025) PASADENA, CA
IA
 02/21/2001 - 01/31/2003 FSC SECURITIES CORPORATION (CRD#:7461) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.